RYDEX ETF TRUST

CUSIP: 78355W817 Class: GUG S&P500EQWTTE

Focused Wealth Management, Inc's Holding History (CIK: 0001586052)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 172 Value ($000) $26 Avg Close — Range —
Q2 2016
Shares 100 Value ($000) $9 Avg Close — Range —
Q1 2016
Shares 100 Value ($000) $9 Avg Close — Range —
Q4 2015
Shares 100 Value ($000) $9 Avg Close — Range —
Q3 2015
Shares 100 Value ($000) $9 Avg Close — Range —
Q2 2015
Shares 100 Value ($000) $9 Avg Close — Range —
Q1 2015
Shares 200 Value ($000) $18 Avg Close — Range —
Q4 2014
Shares 200 Value ($000) $18 Avg Close — Range —
Q3 2014
Shares 200 Value ($000) $17 Avg Close — Range —
Q2 2014
Shares 200 Value ($000) $17 Avg Close — Range —
Q1 2014
Shares 200 Value ($000) $16 Avg Close — Range —