RYDEX ETF TRUST

CUSIP: 78355W817 Class: GUG S&P500EQWTTE

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 24 Value ($000) $4 Avg Close — Range —
Q4 2017
Shares 211 Value ($000) $30 Avg Close — Range —
Q3 2017
Shares 80,509 Value ($000) $10,871 Avg Close — Range —
Q2 2017
Shares 79,238 Value ($000) $9,889 Avg Close — Range —
Q2 2014
Shares 38 Value ($000) $3 Avg Close — Range —
Q1 2014
Shares 38 Value ($000) $3 Avg Close — Range —