RYDEX ETF TRUST

CUSIP: 78355W817 Class: GUG S&P500EQWTTE

Spectrum Asset Management, Inc. (NB/CA)'s Holding History (CIK: 0001632078)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 18,790 Value ($000) $1,696 Avg Close — Range —
Q1 2015
Shares 42,690 Value ($000) $3,923 Avg Close — Range —
Q4 2014
Shares 43,260 Value ($000) $3,926 Avg Close — Range —