RYDEX ETF TRUST

CUSIP: 78355W817 Class: GUG S&P500EQWTTE

Baird Financial Group, Inc.'s Holding History (CIK: 0001648711)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 2,084 Value ($000) $315 Avg Close — Range —
Q4 2017
Shares 2,710 Value ($000) $387 Avg Close — Range —
Q3 2017
Shares 2,710 Value ($000) $366 Avg Close — Range —
Q2 2017
Shares 2,710 Value ($000) $338 Avg Close — Range —
Q1 2017
Shares 2,560 Value ($000) $309 Avg Close — Range —
Q4 2016
Shares 2,635 Value ($000) $286 Avg Close — Range —
Q3 2016
Shares 2,560 Value ($000) $270 Avg Close — Range —
Q2 2016
Shares 2,560 Value ($000) $240 Avg Close — Range —
Q1 2016
Shares 2,560 Value ($000) $240 Avg Close — Range —
Q4 2015
Shares 2,560 Value ($000) $236 Avg Close — Range —
Q3 2015
Shares 2,560 Value ($000) $218 Avg Close — Range —
Q2 2015
Shares 2,608 Value ($000) $235 Avg Close — Range —