RYDEX ETF TRUST

CUSIP: 78355W825 Class: GUG S&P500EQWTMA

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 13,823 Value ($000) $1,469 Avg Close — Range —
Q4 2017
Shares 3,639 Value ($000) $410 Avg Close — Range —
Q3 2017
Shares 2,559 Value ($000) $266 Avg Close — Range —
Q2 2017
Shares 3,460 Value ($000) $338 Avg Close — Range —
Q1 2017
Shares 4,542 Value ($000) $432 Avg Close — Range —
Q4 2016
Shares 3,927 Value ($000) $360 Avg Close — Range —
Q3 2016
Shares 3,435 Value ($000) $291 Avg Close — Range —
Q2 2016
Shares 9,893 Value ($000) $817 Avg Close — Range —
Q1 2016
Shares 6,976 Value ($000) $552 Avg Close — Range —
Q4 2015
Shares 8,388 Value ($000) $628 Avg Close — Range —
Q3 2015
Shares 4,013 Value ($000) $305 Avg Close — Range —
Q2 2015
Shares 6,658 Value ($000) $568 Avg Close — Range —
Q1 2015
Shares 9,500 Value ($000) $810 Avg Close — Range —
Q4 2014
Shares 5,200 Value ($000) $438 Avg Close — Range —
Q3 2014
Shares 6,274 Value ($000) $513 Avg Close — Range —
Q2 2014
Shares 13,938 Value ($000) $1,191 Avg Close — Range —
Q1 2014
Shares 5,222 Value ($000) $426 Avg Close — Range —
Q4 2013
Shares 7,996 Value ($000) $638 Avg Close — Range —
Q3 2013
Shares 8,896 Value ($000) $645 Avg Close — Range —
Q2 2013
Shares 6,584 Value ($000) $431 Avg Close — Range —