RYDEX ETF TRUST

CUSIP: 78355W825 Class: GUG S&P500EQWTMA

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 14,962 Value ($000) $1,302 Avg Close — Range —
Q2 2016
Shares 15,215 Value ($000) $1,273 Avg Close — Range —
Q4 2015
Shares 15,835 Value ($000) $1,211 Avg Close — Range —
Q3 2015
Shares 17,035 Value ($000) $1,217 Avg Close — Range —
Q2 2015
Shares 16,735 Value ($000) $1,436 Avg Close — Range —
Q1 2015
Shares 17,350 Value ($000) $1,486 Avg Close — Range —
Q4 2014
Shares 15,680 Value ($000) $1,321 Avg Close — Range —
Q3 2014
Shares 13,335 Value ($000) $1,116 Avg Close — Range —
Q2 2014
Shares 21,300 Value ($000) $910,953 Avg Close — Range —
Q1 2014
Shares 10,460 Value ($000) $853 Avg Close — Range —
Q4 2013
Shares 8,920 Value ($000) $711 Avg Close — Range —
Q3 2013
Shares 8,240 Value ($000) $590 Avg Close — Range —
Q2 2013
Shares 8,340 Value ($000) $546 Avg Close — Range —