RYDEX ETF TRUST

CUSIP: 78355W833 Class: GUG S&P500 EQ WT

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 35,413 Value ($000) $4,220 Avg Close — Range —
Q4 2017
Shares 26,853 Value ($000) $3,239 Avg Close — Range —
Q3 2017
Shares 18,119 Value ($000) $2,035 Avg Close — Range —
Q2 2017
Shares 3,890 Value ($000) $420 Avg Close — Range —
Q1 2017
Shares 2,654 Value ($000) $277 Avg Close — Range —
Q3 2014
Shares 100 Value ($000) $9 Avg Close — Range —
Q2 2014
Shares 100 Value ($000) $9 Avg Close — Range —
Q4 2013
Shares 1,202 Value ($000) $98 Avg Close — Range —