RYDEX ETF TRUST

CUSIP: 78355W833 Class: GUG S&P500 EQ WT

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 7,403 Value ($000) $884 Avg Close — Range —
Q4 2017
Shares 7,339 Value ($000) $886 Avg Close — Range —
Q3 2017
Shares 11,684 Value ($000) $1,312 Avg Close — Range —
Q2 2017
Shares 14,842 Value ($000) $1,604 Avg Close — Range —
Q1 2017
Shares 14,770 Value ($000) $1,534 Avg Close — Range —
Q4 2016
Shares 9,626 Value ($000) $961 Avg Close — Range —
Q3 2016
Shares 7,696 Value ($000) $712 Avg Close — Range —
Q2 2016
Shares 7,057 Value ($000) $617 Avg Close — Range —
Q1 2016
Shares 22,834 Value ($000) $1,971 Avg Close — Range —
Q4 2015
Shares 472,454 Value ($000) $38,548 Avg Close — Range —
Q3 2015
Shares 237,374 Value ($000) $19,484 Avg Close — Range —
Q2 2015
Shares 210,899 Value ($000) $18,226 Avg Close — Range —
Q1 2015
Shares 198,302 Value ($000) $17,643 Avg Close — Range —
Q4 2014
Shares 194,123 Value ($000) $17,558 Avg Close — Range —
Q3 2014
Shares 183,199 Value ($000) $15,302 Avg Close — Range —
Q2 2014
Shares 176,630 Value ($000) $15,266 Avg Close — Range —
Q1 2014
Shares 170,969 Value ($000) $14,157 Avg Close — Range —
Q4 2013
Shares 154,666 Value ($000) $12,659 Avg Close — Range —
Q3 2013
Shares 152,065 Value ($000) $11,163 Avg Close — Range —
Q2 2013
Shares 142,779 Value ($000) $9,492 Avg Close — Range —