RYDEX ETF TRUST

CUSIP: 78355W833 Class: GUG S&P500 EQ WT

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 60 Value ($000) $5 Avg Close — Range —
Q2 2014
Shares 188 Value ($000) $16,249 Avg Close — Range —