RYDEX ETF TRUST

CUSIP: 78355W833 Class: GUG S&P500 EQ WT

Prospera Financial Services Inc's Holding History (CIK: 0001541625)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 3,625 Value ($000) $439 Avg Close — Range —
Q3 2017
Shares 3,625 Value ($000) $408 Avg Close — Range —
Q2 2017
Shares 4,100 Value ($000) $443 Avg Close — Range —
Q1 2017
Shares 4,100 Value ($000) $427 Avg Close — Range —
Q4 2016
Shares 4,400 Value ($000) $438 Avg Close — Range —
Q1 2016
Shares 3,641 Value ($000) $319 Avg Close — Range —