RYDEX ETF TRUST

CUSIP: 78355W833 Class: GUG S&P500 EQ WT

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 1 Value ($000) $0 Avg Close — Range —
Q3 2017
Shares 7,307 Value ($000) $821 Avg Close — Range —
Q2 2017
Shares 6,548 Value ($000) $708 Avg Close — Range —