RYDEX ETF TRUST

CUSIP: 78355W841 Class: GUG S&P500EQWTHC

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 3,000 Value ($000) $467 Avg Close — Range —
Q2 2016
Shares 3,000 Value ($000) $452 Avg Close — Range —