RYDEX ETF TRUST

CUSIP: 78355W841 Class: GUG S&P500EQWTHC

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 22,919 Value ($000) $4,118 Avg Close — Range —
Q4 2017
Shares 18,218 Value ($000) $3,272 Avg Close — Range —
Q3 2017
Shares 16,151 Value ($000) $2,830 Avg Close — Range —
Q2 2017
Shares 13,516 Value ($000) $2,352 Avg Close — Range —
Q1 2017
Shares 14,052 Value ($000) $2,248 Avg Close — Range —
Q4 2016
Shares 24,938 Value ($000) $3,698 Avg Close — Range —
Q3 2016
Shares 61,152 Value ($000) $9,433 Avg Close — Range —
Q2 2016
Shares 57,729 Value ($000) $8,841 Avg Close — Range —
Q1 2016
Shares 106,553 Value ($000) $15,470 Avg Close — Range —
Q4 2015
Shares 115,826 Value ($000) $17,526 Avg Close — Range —
Q3 2015
Shares 22,743 Value ($000) $3,293 Avg Close — Range —
Q2 2015
Shares 21,023 Value ($000) $3,370 Avg Close — Range —
Q1 2015
Shares 21,886 Value ($000) $3,359 Avg Close — Range —
Q4 2014
Shares 21,744 Value ($000) $3,100 Avg Close — Range —
Q3 2014
Shares 21,379 Value ($000) $2,736 Avg Close — Range —
Q2 2014
Shares 20,227 Value ($000) $2,497 Avg Close — Range —
Q1 2014
Shares 22,983 Value ($000) $2,699 Avg Close — Range —
Q4 2013
Shares 21,630 Value ($000) $2,388 Avg Close — Range —
Q3 2013
Shares 21,068 Value ($000) $2,166 Avg Close — Range —
Q2 2013
Shares 14,120 Value ($000) $1,328 Avg Close — Range —