RYDEX ETF TRUST

CUSIP: 78355W841 Class: GUG S&P500EQWTHC

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 2,067 Value ($000) $372 Avg Close — Range —
Q4 2017
Shares 2,094 Value ($000) $376 Avg Close — Range —
Q3 2017
Shares 2,114 Value ($000) $370 Avg Close — Range —
Q2 2017
Shares 2,130 Value ($000) $371 Avg Close — Range —
Q1 2017
Shares 1,980 Value ($000) $317 Avg Close — Range —
Q4 2016
Shares 1,933 Value ($000) $282 Avg Close — Range —
Q3 2016
Shares 1,556 Value ($000) $242 Avg Close — Range —
Q2 2016
Shares 1,357 Value ($000) $205 Avg Close — Range —
Q4 2015
Shares 6,235 Value ($000) $957 Avg Close — Range —
Q3 2015
Shares 7,306 Value ($000) $1,027 Avg Close — Range —
Q2 2015
Shares 7,690 Value ($000) $1,227 Avg Close — Range —
Q1 2015
Shares 6,872 Value ($000) $1,067 Avg Close — Range —
Q4 2014
Shares 6,046 Value ($000) $862 Avg Close — Range —