RYDEX ETF TRUST

CUSIP: 78355W841 Class: GUG S&P500EQWTHC

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 1,730 Value ($000) $277 Avg Close — Range —
Q4 2016
Shares 3,969 Value ($000) $579 Avg Close — Range —
Q3 2016
Shares 29,020 Value ($000) $4,516 Avg Close — Range —
Q2 2015
Shares 56,262 Value ($000) $8,974 Avg Close — Range —
Q1 2015
Shares 41,501 Value ($000) $6,344 Avg Close — Range —
Q4 2014
Shares 29,960 Value ($000) $4,271 Avg Close — Range —