RYDEX ETF TRUST

CUSIP: 78355W841 Class: GUG S&P500EQWTHC

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 1,358 Value ($000) $212 Avg Close — Range —
Q2 2016
Shares 1,378 Value ($000) $208 Avg Close — Range —
Q4 2015
Shares 6,648 Value ($000) $1,021 Avg Close — Range —
Q3 2015
Shares 4,454 Value ($000) $626 Avg Close — Range —
Q2 2015
Shares 4,899 Value ($000) $782 Avg Close — Range —
Q4 2014
Shares 300 Value ($000) $43 Avg Close — Range —
Q2 2014
Shares 530 Value ($000) $65,439 Avg Close — Range —