RYDEX ETF TRUST

CUSIP: 78355W841 Class: GUG S&P500EQWTHC

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 5 Value ($000) $1 Avg Close — Range —
Q4 2017
Shares 5,619 Value ($000) $1,009 Avg Close — Range —
Q3 2016
Shares 15 Value ($000) $2 Avg Close — Range —
Q2 2016
Shares 15 Value ($000) $2 Avg Close — Range —
Q1 2016
Shares 15 Value ($000) $2 Avg Close — Range —
Q4 2015
Shares 15 Value ($000) $2 Avg Close — Range —
Q3 2015
Shares 15 Value ($000) $2 Avg Close — Range —
Q2 2015
Shares 15 Value ($000) $2 Avg Close — Range —
Q1 2015
Shares 15 Value ($000) $2 Avg Close — Range —
Q4 2014
Shares 15 Value ($000) $2 Avg Close — Range —
Q3 2014
Shares 15 Value ($000) $2 Avg Close — Range —
Q2 2014
Shares 15 Value ($000) $2 Avg Close — Range —
Q1 2014
Shares 15 Value ($000) $2 Avg Close — Range —