RYDEX ETF TRUST

CUSIP: 78355W841 Class: GUG S&P500EQWTHC

Spectrum Asset Management, Inc. (NB/CA)'s Holding History (CIK: 0001632078)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 7,567 Value ($000) $1,359 Avg Close — Range —
Q3 2017
Shares 7,969 Value ($000) $1,396 Avg Close — Range —
Q2 2017
Shares 7,659 Value ($000) $1,333 Avg Close — Range —
Q1 2017
Shares 7,619 Value ($000) $1,219 Avg Close — Range —
Q4 2016
Shares 7,384 Value ($000) $1,077 Avg Close — Range —
Q3 2016
Shares 6,594 Value ($000) $1,026 Avg Close — Range —
Q2 2016
Shares 6,855 Value ($000) $1,034 Avg Close — Range —
Q1 2016
Shares 6,795 Value ($000) $981 Avg Close — Range —
Q4 2015
Shares 6,040 Value ($000) $927 Avg Close — Range —
Q3 2015
Shares 6,220 Value ($000) $874 Avg Close — Range —
Q2 2015
Shares 6,570 Value ($000) $1,048 Avg Close — Range —
Q1 2015
Shares 6,785 Value ($000) $1,053 Avg Close — Range —
Q4 2014
Shares 6,965 Value ($000) $993 Avg Close — Range —