RYDEX ETF TRUST

CUSIP: 78355W858 Class: GUG S&P500EQWTFI

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 45,796 Value ($000) $2,009 Avg Close — Range —
Q4 2017
Shares 34,966 Value ($000) $1,543 Avg Close — Range —
Q3 2017
Shares 31,627 Value ($000) $1,306 Avg Close — Range —
Q2 2017
Shares 29,532 Value ($000) $1,167 Avg Close — Range —
Q1 2017
Shares 30,967 Value ($000) $1,165 Avg Close — Range —
Q1 2015
Shares 8,696 Value ($000) $387 Avg Close — Range —
Q4 2014
Shares 8,963 Value ($000) $401 Avg Close — Range —
Q3 2014
Shares 355 Value ($000) $15 Avg Close — Range —
Q4 2013
Shares 2,445 Value ($000) $97 Avg Close — Range —