RYDEX ETF TRUST

CUSIP: 78355W858 Class: GUG S&P500EQWTFI

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 125,853 Value ($000) $5,521 Avg Close — Range —
Q4 2017
Shares 121,090 Value ($000) $5,345 Avg Close — Range —
Q3 2017
Shares 85,415 Value ($000) $3,526 Avg Close — Range —
Q2 2017
Shares 61,795 Value ($000) $2,441 Avg Close — Range —
Q1 2017
Shares 64,724 Value ($000) $2,429 Avg Close — Range —
Q4 2016
Shares 80,779 Value ($000) $2,997 Avg Close — Range —
Q3 2016
Shares 21,366 Value ($000) $668 Avg Close — Range —
Q2 2016
Shares 16,707 Value ($000) $702 Avg Close — Range —
Q1 2016
Shares 17,557 Value ($000) $722 Avg Close — Range —
Q4 2015
Shares 44,991 Value ($000) $1,918 Avg Close — Range —
Q3 2015
Shares 23,152 Value ($000) $976 Avg Close — Range —
Q2 2015
Shares 18,408 Value ($000) $817 Avg Close — Range —
Q1 2015
Shares 18,512 Value ($000) $822 Avg Close — Range —
Q4 2014
Shares 6,585 Value ($000) $295 Avg Close — Range —