RYDEX ETF TRUST

CUSIP: 78355W858 Class: GUG S&P500EQWTFI

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 10,153 Value ($000) $433 Avg Close — Range —
Q4 2014
Shares 840 Value ($000) $38 Avg Close — Range —
Q2 2014
Shares 473 Value ($000) $19,724 Avg Close — Range —