RYDEX ETF TRUST

CUSIP: 78355W858 Class: GUG S&P500EQWTFI

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 276,409 Value ($000) $12,126 Avg Close — Range —
Q4 2017
Shares 680 Value ($000) $30 Avg Close — Range —
Q3 2017
Shares 273,085 Value ($000) $11,273 Avg Close — Range —
Q2 2017
Shares 258,693 Value ($000) $10,218 Avg Close — Range —