RYDEX ETF TRUST

CUSIP: 78355W866 Class: cs

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 6,177 Value ($000) $371 Avg Close — Range —
Q2 2016
Shares 7,772 Value ($000) $436 Avg Close — Range —
Q4 2015
Shares 9,787 Value ($000) $461 Avg Close — Range —
Q3 2015
Shares 10,736 Value ($000) $532 Avg Close — Range —
Q2 2015
Shares 11,755 Value ($000) $756 Avg Close — Range —
Q1 2015
Shares 12,104 Value ($000) $798 Avg Close — Range —
Q4 2014
Shares 8,841 Value ($000) $598 Avg Close — Range —
Q3 2014
Shares 6,565 Value ($000) $535 Avg Close — Range —
Q2 2014
Shares 11,120 Value ($000) $512,680 Avg Close — Range —
Q1 2014
Shares 5,590 Value ($000) $459 Avg Close — Range —
Q4 2013
Shares 3,390 Value ($000) $274 Avg Close — Range —
Q3 2013
Shares 2,950 Value ($000) $224 Avg Close — Range —