RYDEX ETF TRUST

CUSIP: 78355W866 Class: cs

Tradewinds Capital Management, LLC's Holding History (CIK: 0001616026)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 202,014 Value ($000) $10,992 Avg Close — Range —
Q4 2017
Shares 1,672 Value ($000) $97 Avg Close — Range —
Q3 2017
Shares 1,671 Value ($000) $92 Avg Close — Range —
Q2 2017
Shares 1,671 Value ($000) $88 Avg Close — Range —
Q1 2017
Shares 1,670 Value ($000) $99 Avg Close — Range —
Q4 2016
Shares 1,670 Value ($000) $107 Avg Close — Range —
Q3 2016
Shares 1,670 Value ($000) $100 Avg Close — Range —
Q2 2016
Shares 1,724 Value ($000) $97 Avg Close — Range —
Q1 2016
Shares 1,724 Value ($000) $83 Avg Close — Range —
Q4 2015
Shares 123 Value ($000) $6 Avg Close — Range —
Q3 2015
Shares 123 Value ($000) $6 Avg Close — Range —
Q2 2015
Shares 68 Value ($000) $4 Avg Close — Range —
Q1 2015
Shares 368 Value ($000) $24 Avg Close — Range —