RYDEX ETF TRUST

CUSIP: 78355W874 Class: CMN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 56,401 Value ($000) $7,141 Avg Close — Range —
Q4 2017
Shares 49,931 Value ($000) $6,676 Avg Close — Range —
Q3 2017
Shares 48,614 Value ($000) $5,959 Avg Close — Range —
Q2 2017
Shares 50,041 Value ($000) $6,242 Avg Close — Range —
Q1 2017
Shares 48,319 Value ($000) $5,999 Avg Close — Range —
Q4 2016
Shares 50,207 Value ($000) $6,024 Avg Close — Range —
Q3 2016
Shares 71,374 Value ($000) $8,611 Avg Close — Range —
Q2 2016
Shares 74,572 Value ($000) $9,620 Avg Close — Range —
Q1 2016
Shares 132,951 Value ($000) $16,208 Avg Close — Range —
Q4 2015
Shares 59,361 Value ($000) $6,835 Avg Close — Range —
Q3 2015
Shares 23,580 Value ($000) $2,588 Avg Close — Range —
Q2 2015
Shares 58,611 Value ($000) $6,231 Avg Close — Range —
Q1 2015
Shares 54,073 Value ($000) $5,830 Avg Close — Range —
Q4 2014
Shares 40,599 Value ($000) $4,242 Avg Close — Range —
Q3 2014
Shares 12,190 Value ($000) $1,177 Avg Close — Range —
Q2 2014
Shares 12,300 Value ($000) $1,192 Avg Close — Range —
Q1 2014
Shares 11,318 Value ($000) $1,053 Avg Close — Range —
Q4 2013
Shares 13,543 Value ($000) $1,221 Avg Close — Range —
Q3 2013
Shares 13,678 Value ($000) $1,167 Avg Close — Range —
Q2 2013
Shares 13,429 Value ($000) $1,101 Avg Close — Range —