RYDEX ETF TRUST

CUSIP: 78355W874 Class: CMN

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q1 2018
Shares 5,220 Value ($000) $661 Avg Close — Range —
Q4 2017
Shares 4,753 Value ($000) $635 Avg Close — Range —
Q3 2017
Shares 4,443 Value ($000) $545 Avg Close — Range —