RYDEX ETF TRUST

CUSIP: 78355W874 Class: CMN

UNITED CAPITAL FINANCIAL ADVISORS, LLC's Holding History (CIK: 0001463217)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 176,621 Value ($000) $22,784 Avg Close — Range —
Q1 2016
Shares 218,271 Value ($000) $26,574 Avg Close — Range —
Q4 2015
Shares 6,937 Value ($000) $805 Avg Close — Range —