RYDEX ETF TRUST

CUSIP: 78355W874 Class: CMN

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2016
Shares 11,870 Value ($000) $1,453 Avg Close — Range —
Q2 2016
Shares 12,022 Value ($000) $1,551 Avg Close — Range —
Q4 2015
Shares 10,217 Value ($000) $1,186 Avg Close — Range —
Q3 2015
Shares 9,020 Value ($000) $959 Avg Close — Range —
Q2 2015
Shares 7,720 Value ($000) $817 Avg Close — Range —
Q1 2015
Shares 7,200 Value ($000) $777 Avg Close — Range —
Q4 2014
Shares 5,320 Value ($000) $556 Avg Close — Range —
Q3 2014
Shares 4,190 Value ($000) $408 Avg Close — Range —
Q2 2014
Shares 5,118 Value ($000) $248,275 Avg Close — Range —
Q1 2014
Shares 2,493 Value ($000) $232 Avg Close — Range —
Q4 2013
Shares 2,218 Value ($000) $200 Avg Close — Range —
Q3 2013
Shares 2,168 Value ($000) $180 Avg Close — Range —
Q2 2013
Shares 1,810 Value ($000) $148 Avg Close — Range —