RYDEX ETF TRUST

CUSIP: 78355W882 Class: CMN

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 500 Value ($000) $46 Avg Close — Range —
Q1 2016
Shares 301 Value ($000) $27 Avg Close — Range —
Q4 2015
Shares 1,262 Value ($000) $107 Avg Close — Range —
Q3 2015
Shares 950 Value ($000) $80 Avg Close — Range —
Q2 2015
Shares 601 Value ($000) $54 Avg Close — Range —
Q1 2015
Shares 886 Value ($000) $81 Avg Close — Range —
Q4 2013
Shares 167 Value ($000) $13 Avg Close — Range —