RYDEX ETF TRUST

CUSIP: 78355w700 Class: GUG S&P SC600 PV

WBI INVESTMENTS, INC.'s Holding History (CIK: 0001397424)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 5,048 Value ($000) $369 Avg Close — Range —
Q3 2016
Shares 5,235 Value ($000) $329 Avg Close — Range —
Q2 2016
Shares 6,606 Value ($000) $376 Avg Close — Range —
Q1 2016
Shares 6,268 Value ($000) $362 Avg Close — Range —
Q4 2015
Shares 6,701 Value ($000) $367 Avg Close — Range —
Q2 2015
Shares 6,168 Value ($000) $395 Avg Close — Range —
Q1 2015
Shares 6,396 Value ($000) $408 Avg Close — Range —
Q4 2014
Shares 6,925 Value ($000) $440 Avg Close — Range —