Guggenheim S&P Equal Weight He

CUSIP: 78355w841 Class: COM

TOCQUEVILLE ASSET MANAGEMENT L.P.'s Holding History (CIK: 0000883961)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 3,000 Value ($000) $433 Avg Close — Range —
Q4 2015
Shares 3,000 Value ($000) $460 Avg Close — Range —
Q3 2015
Shares 3,000 Value ($000) $422 Avg Close — Range —
Q2 2015
Shares 3,000 Value ($000) $479 Avg Close — Range —
Q1 2015
Shares 3,000 Value ($000) $466 Avg Close — Range —
Q4 2014
Shares 3,000 Value ($000) $428 Avg Close — Range —
Q2 2014
Shares 3,000 Value ($000) $370 Avg Close — Range —
Q3 2013
Shares 3,000 Value ($000) $301 Avg Close — Range —
Q2 2013
Shares 3,000 Value ($000) $282 Avg Close — Range —