GUGGENHEIM ETF TRUST FINANCIAL

CUSIP: 78355w858 Class: GUG S&P500EQWTFI

WBI INVESTMENTS, INC.'s Holding History (CIK: 0001397424)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 12,249 Value ($000) $510 Avg Close — Range —
Q1 2015
Shares 8,413 Value ($000) $375 Avg Close — Range —