S&P GLOBAL INC

Ticker: SPGI CUSIP: 78409V104 Class: COM

THOMPSON DAVIS & CO., INC.'s Holding History (CIK: 0001017284)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017

Shares 65 Value ($000) $10 Avg Close $141.12 Range $135.14 - $146.85

Q2 2017

Shares 42 Value ($000) $6 Avg Close $128.56 Range $117.98 - $139.48

Q1 2017

Shares 59 Value ($000) $8 Avg Close $114.76 Range $99.43 - $123.05

Q3 2016

Shares 35 Value ($000) $4 Avg Close $110.19 Range $95.98 - $118.00

Period	Shares	Value ($000)	Average Close	Price Range
Q3 2017	65	$10	$141.12	$135.14 - $146.85
Q2 2017	42	$6	$128.56	$117.98 - $139.48
Q1 2017	59	$8	$114.76	$99.43 - $123.05
Q3 2016	35	$4	$110.19	$95.98 - $118.00