S&P GLOBAL INC

CUSIP: 78409v104 Class: COM

Caprock Group, LLC's Holding History (CIK: 0001610769)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017
Shares 2,553 Value ($000) $334 Avg Close — Range —
Q4 2016
Shares 2,253 Value ($000) $242 Avg Close — Range —
Q3 2016
Shares 4,143 Value ($000) $524 Avg Close — Range —
Q2 2016
Shares 2,981 Value ($000) $320 Avg Close — Range —