NEOS ETF TRUST

Ticker: SPYI CUSIP: 78433H303 Class: NEOS S&P 500 HI

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 40,621 Value ($000) $2,142 Avg Close — Range —
Q3 2025
Shares 9,320 Value ($000) $487 Avg Close — Range —