NEOS ETF TRUST

Ticker: SPYI CUSIP: 78433H303 Class: NEOS S&P 500 HI

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 45,040 Value ($000) $2,366 Avg Close — Range —
Q3 2025
Shares 39,623 Value ($000) $2,072 Avg Close — Range —
Q2 2025
Shares 40,963 Value ($000) $2,061 Avg Close — Range —
Q1 2025
Shares 47,331 Value ($000) $2,267 Avg Close — Range —
Q4 2024
Shares 32,083 Value ($000) $1,631 Avg Close — Range —
Q3 2024
Shares 23,309 Value ($000) $1,194 Avg Close — Range —
Q2 2024
Shares 15,750 Value ($000) $790 Avg Close — Range —