NEOS ETF TRUST

Ticker: QQQI CUSIP: 78433H675 Class: NASDAQ 100 HIGH

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 9,250 Value ($000) $498 Avg Close — Range —
Q3 2025
Shares 7,240 Value ($000) $392 Avg Close — Range —