NEOS ETF TRUST

Ticker: QQQI CUSIP: 78433H675 Class: NASDAQ 100 HIGH

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q4 2025
Shares 14,076 Value ($000) $758 Avg Close — Range —
Q3 2025
Shares 7,317 Value ($000) $397 Avg Close — Range —