SMC CORP JAPAN SPONSORED ADR

Ticker: SMCAY CUSIP: 78445W306 Class: ADR

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 64,804 Value ($000) $765 Avg Close — Range —
Q3 2016
Shares 78,007 Value ($000) $1,120 Avg Close — Range —
Q2 2016
Shares 84,473 Value ($000) $1,023 Avg Close — Range —
Q1 2016
Shares 82,981 Value ($000) $973 Avg Close — Range —
Q4 2015
Shares 88,063 Value ($000) $1,169 Avg Close — Range —
Q3 2015
Shares 94,038 Value ($000) $1,037 Avg Close — Range —
Q2 2015
Shares 75,786 Value ($000) $1,147 Avg Close — Range —
Q1 2015
Shares 76,995 Value ($000) $1,145 Avg Close — Range —
Q3 2014
Shares 130 Value ($000) $2 Avg Close — Range —