SM ENERGY CO

Ticker: SM CUSIP: 78454L100 Class: EQTY

ADVENT CAPITAL MANAGEMENT /DE/'s Holding History (CIK: 0001097278)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 20,000 Value ($000) $690 Avg Close $32.31 Range $27.06 - $38.50
Q3 2016
Shares 20,000 Value ($000) $772 Avg Close $28.63 Range $21.07 - $36.08