SM ENERGY CO

Ticker: SM CUSIP: 78454L100 Class: EQTY

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2017

Shares 69,236 Value ($000) $1,663,000 Avg Close $24.78 Range $17.90 - $32.89

Q4 2016

Shares 131,052 Value ($000) $4,519,000 Avg Close $32.31 Range $27.06 - $38.50

Q3 2016

Shares 179,000 Value ($000) $6,906,000 Avg Close $28.63 Range $21.07 - $36.08

Period	Shares	Value ($000)	Average Close	Price Range
Q1 2017	69,236	$1,663,000	$24.78	$17.90 - $32.89
Q4 2016	131,052	$4,519,000	$32.31	$27.06 - $38.50
Q3 2016	179,000	$6,906,000	$28.63	$21.07 - $36.08