SM ENERGY CO

Ticker: SM CUSIP: 78454L100 Class: EQTY

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 5,000 Value ($000) $94 Avg Close $12.30 Range $6.23 - $18.41
Q3 2015
Shares 12,000 Value ($000) $384 Avg Close $32.30 Range $16.21 - $40.94
Q2 2015
Shares 12,000 Value ($000) $553 Avg Close $46.98 Range $38.91 - $53.68
Q1 2015
Shares 23,000 Value ($000) $1,189 Avg Close $38.61 Range $27.59 - $47.43
Q4 2014
Shares 26,700 Value ($000) $1,030 Avg Close $44.55 Range $26.16 - $71.01
Q4 2013
Shares 13,647 Value ($000) $1,134 Avg Close $75.76 Range $68.11 - $83.50
Q3 2013
Shares 13,907 Value ($000) $1,073 Avg Close $61.42 Range $53.46 - $68.98
Q2 2013
Shares 13,943 Value ($000) $836 Avg Close $54.11 Range $49.06 - $58.20
Q1 2013
Shares 15,073 Value ($000) $893 Avg Close $51.16 Range $46.72 - $55.23
Q4 2012
Shares 12,000 Value ($000) $627 Avg Close — Range —
Q3 2012
Shares 12,000 Value ($000) $649 Avg Close — Range —
Q2 2012
Shares 12,000 Value ($000) $589 Avg Close — Range —
Q1 2012
Shares 15,000 Value ($000) $1,062 Avg Close — Range —
Q4 2011
Shares 20,000 Value ($000) $1,462 Avg Close — Range —
Q3 2011
Shares 17,000 Value ($000) $1,031 Avg Close — Range —
Q2 2011
Shares 22,000 Value ($000) $1,617 Avg Close — Range —
Q1 2011
Shares 22,000 Value ($000) $1,632 Avg Close — Range —
Q4 2010
Shares 27,500 Value ($000) $1,621 Avg Close — Range —