SM ENERGY CO

CUSIP: 78454LAM2 Class: NOTE 1.500% 7/0

BARINGS LLC's Holding History (CIK: 0000009015)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 6,000,000 Value ($000) $5,869 Avg Close — Range —
Q3 2017
Shares 6,000,000 Value ($000) $5,633 Avg Close — Range —
Q2 2017
Shares 4,000,000 Value ($000) $3,595 Avg Close — Range —
Q1 2017
Shares 4,000,000 Value ($000) $3,962 Avg Close — Range —