SM ENERGY CO

CUSIP: 78454LAM2 Class: NOTE 1.500% 7/0

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 160,000 Value ($000) $147 Avg Close — Range —
Q1 2019
Shares 160,000 Value ($000) $149 Avg Close — Range —
Q4 2018
Shares 160,000 Value ($000) $149 Avg Close — Range —
Q4 2016
Shares 3,000,000 Value ($000) $3,471 Avg Close — Range —