SPDR S&P 500 ETF TR

Ticker: SPY CUSIP: 78462F103 Class: TR UNIT

BASSWOOD CAPITAL MANAGEMENT, L.L.C.'s Holding History (CIK: 0001085393)

Note: Option positions (PUT/CALL) are excluded.

Q3 2013
Shares 2,152 Value ($000) $362 Avg Close — Range —
Q2 2013
Shares 2,730 Value ($000) $437 Avg Close — Range —