SPDR S&P 500 ETF TR

Ticker: SPY CUSIP: 78462F103 Class: TR UNIT

OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AM's Holding History (CIK: 0001132716)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 25,952 Value ($000) $6,689,000 Avg Close — Range —
Q4 2018
Shares 10,000 Value ($000) $2,499,000 Avg Close — Range —
Q3 2018
Shares 1,929 Value ($000) $561,000 Avg Close — Range —
Q2 2018
Shares 20,000 Value ($000) $5,426,000 Avg Close — Range —
Q4 2017
Shares 21,832 Value ($000) $5,826,000 Avg Close — Range —
Q3 2017
Shares 44,050 Value ($000) $11,067,000 Avg Close — Range —
Q2 2017
Shares 4,300 Value ($000) $1,040,000 Avg Close — Range —
Q1 2017
Shares 34,173 Value ($000) $8,056,000 Avg Close — Range —
Q4 2016
Shares 185,261 Value ($000) $41,411,000 Avg Close — Range —
Q3 2016
Shares 345,163 Value ($000) $74,659,000 Avg Close — Range —
Q2 2016
Shares 125,722 Value ($000) $26,336,000 Avg Close — Range —
Q1 2016
Shares 46,333 Value ($000) $9,522,000 Avg Close — Range —
Q4 2015
Shares 61,395 Value ($000) $12,517,000 Avg Close — Range —
Q3 2015
Shares 198,910 Value ($000) $38,117,000 Avg Close — Range —
Q2 2015
Shares 10,000 Value ($000) $2,058,000 Avg Close — Range —
Q1 2015
Shares 9,000 Value ($000) $1,858,000 Avg Close — Range —
Q4 2014
Shares 3,370 Value ($000) $693,000 Avg Close — Range —
Q3 2014
Shares 7,410 Value ($000) $1,460,000 Avg Close — Range —
Q2 2014
Shares 15,000 Value ($000) $2,936,000 Avg Close — Range —
Q1 2014
Shares 7,860 Value ($000) $1,470,000 Avg Close — Range —
Q4 2013
Shares 409,000 Value ($000) $75,538,000 Avg Close — Range —
Q3 2013
Shares 115,176 Value ($000) $19,351,000 Avg Close — Range —