SPDR S&P 500 ETF TR

Ticker: SPY CUSIP: 78462F103 Class: TR UNIT

HARVEST MANAGEMENT LLC's Holding History (CIK: 0001140315)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 2,000 Value ($000) $793 Avg Close — Range —
Q2 2020
Shares 4,000 Value ($000) $1,233 Avg Close — Range —
Q4 2019
Shares 9,000 Value ($000) $2,897 Avg Close — Range —
Q1 2019
Shares 18,000 Value ($000) $5,085 Avg Close — Range —
Q4 2018
Shares 20,000 Value ($000) $4,998 Avg Close — Range —
Q3 2018
Shares 1,000 Value ($000) $291 Avg Close — Range —
Q2 2018
Shares 5,000 Value ($000) $1,356 Avg Close — Range —
Q1 2018
Shares 15,500 Value ($000) $4,079 Avg Close — Range —
Q4 2017
Shares 15,500 Value ($000) $4,136 Avg Close — Range —
Q3 2017
Shares 6,000 Value ($000) $1,507 Avg Close — Range —
Q1 2017
Shares 10,000 Value ($000) $2,357 Avg Close — Range —
Q4 2016
Shares 15,000 Value ($000) $3,353 Avg Close — Range —
Q3 2016
Shares 10,000 Value ($000) $2,163 Avg Close — Range —
Q3 2015
Shares 35,000 Value ($000) $6,707 Avg Close — Range —
Q2 2015
Shares 6,000 Value ($000) $1,235 Avg Close — Range —
Q1 2015
Shares 11,000 Value ($000) $2,271 Avg Close — Range —
Q4 2014
Shares 1,000 Value ($000) $206 Avg Close — Range —
Q3 2014
Shares 3,000 Value ($000) $591 Avg Close — Range —
Q1 2014
Shares 4,000 Value ($000) $748 Avg Close — Range —
Q4 2013
Shares 4,000 Value ($000) $739 Avg Close — Range —
Q2 2013
Shares 3,000 Value ($000) $481 Avg Close — Range —