SPDR S&P 500 ETF TR

Ticker: SPY CUSIP: 78462F103 Class: TR UNIT

LINDEN ADVISORS LP's Holding History (CIK: 0001279396)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 14,996 Value ($000) $3,767 Avg Close — Range —
Q2 2017
Shares 53,200 Value ($000) $12,864 Avg Close — Range —
Q3 2016
Shares 32,000 Value ($000) $6,922 Avg Close — Range —
Q2 2016
Shares 80,000 Value ($000) $16,762 Avg Close — Range —
Q4 2013
Shares 49,638 Value ($000) $9,166 Avg Close — Range —
Q3 2013
Shares 115,895 Value ($000) $19,273 Avg Close — Range —