SPDR S&P 500 ETF TR

Ticker: SPY CUSIP: 78462F103 Class: TR UNIT

Pine River Capital Management L.P.'s Holding History (CIK: 0001288136)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 116,050 Value ($000) $30,969 Avg Close — Range —
Q3 2017
Shares 71,764 Value ($000) $18,029 Avg Close — Range —
Q3 2016
Shares 438,600 Value ($000) $94,869 Avg Close — Range —
Q2 2016
Shares 55,400 Value ($000) $11,605 Avg Close — Range —
Q3 2015
Shares 324,165 Value ($000) $62,119 Avg Close — Range —
Q2 2015
Shares 417,786 Value ($000) $86,001 Avg Close — Range —
Q4 2014
Shares 280,096 Value ($000) $57,571 Avg Close — Range —
Q2 2014
Shares 209,993 Value ($000) $41,100 Avg Close — Range —
Q1 2014
Shares 660,096 Value ($000) $123,445 Avg Close — Range —
Q3 2013
Shares 250,453 Value ($000) $42,079 Avg Close — Range —