SPDR S&P 500 ETF TR

Ticker: SPY CUSIP: 78462F103 Class: TR UNIT

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 16,000 Value ($000) $5,150 Avg Close — Range —
Q3 2019
Shares 31,196 Value ($000) $9,259 Avg Close — Range —
Q2 2019
Shares 34,521 Value ($000) $10,118 Avg Close — Range —
Q1 2019
Shares 34,521 Value ($000) $9,751 Avg Close — Range —
Q4 2018
Shares 31,826 Value ($000) $7,884 Avg Close — Range —
Q3 2018
Shares 85,000 Value ($000) $24,698 Avg Close — Range —
Q2 2018
Shares 70,096 Value ($000) $19,020 Avg Close — Range —
Q1 2018
Shares 55,719 Value ($000) $14,678 Avg Close — Range —
Q3 2016
Shares 110,659 Value ($000) $23,936 Avg Close — Range —
Q2 2016
Shares 145,259 Value ($000) $30,428 Avg Close — Range —
Q1 2016
Shares 130,259 Value ($000) $26,771 Avg Close — Range —
Q4 2015
Shares 130,259 Value ($000) $26,556 Avg Close — Range —
Q3 2015
Shares 134,759 Value ($000) $25,824 Avg Close — Range —
Q2 2015
Shares 169,603 Value ($000) $34,913 Avg Close — Range —
Q1 2015
Shares 122,315 Value ($000) $25,249 Avg Close — Range —
Q4 2014
Shares 172,061 Value ($000) $35,365 Avg Close — Range —
Q3 2014
Shares 282,313 Value ($000) $55,621 Avg Close — Range —
Q2 2014
Shares 248,838 Value ($000) $48,703 Avg Close — Range —
Q1 2014
Shares 222,835 Value ($000) $41,672 Avg Close — Range —
Q4 2013
Shares 108,380 Value ($000) $20,017 Avg Close — Range —
Q3 2013
Shares 7,500 Value ($000) $1,260 Avg Close — Range —
Q2 2013
Shares 15,500 Value ($000) $2,487 Avg Close — Range —